Overview Dividends

(GUG) Guggenheim Active - Ratings and Ratios

Exchange: NYSE • Country: United States • Currency: USD • Type: Common Stock • ISIN: US40170T1060

Equity, Bond, ETF, Options

Asset Management & Custody Banks
Market Cap in USD: 516m
IPO / Inception: 2021-11-24
Return 12m vs S&P 500: -1.76%

Dividends

Dividend Yield 9.22%
Yield on Cost 5y 10.40%
Yield CAGR 5y 4.45%
Payout Consistency 98.8%
Payout Ratio 101.8%
Risk via 5d forecast
Volatility 12.8%
Value at Risk 5%th 19.7%
Relative Tail Risk -6.53%
Reward TTM
Sharpe Ratio 0.43
Alpha 1.79
CAGR/Max DD 1.21
Character TTM
Hurst Exponent 0.560
Beta 0.376
Beta Downside 0.487
Drawdowns 3y
Max DD 12.09%
Mean DD 3.07%
Median DD 2.62%

Description: GUG Guggenheim Active October 24, 2025

The Guggenheim Active Allocation Fund (NYSE:GUG) is a U.S.-based common stock that operates within the Asset Management & Custody Banks sub-industry of the GICS classification.

Key metrics to watch include its total assets under management (≈ $5.3 billion as of Q2 2025), a low expense ratio of 0.45 %, and an average portfolio turnover of roughly 30 % annually-figures that suggest a moderately active style. Recent performance has been driven by macro-economic factors such as the Federal Reserve’s policy stance on interest rates, which influences fee-sensitive asset-management revenues, and by ongoing fee-compression pressure across the industry.

For a deeper quantitative breakdown of GUG’s risk-adjusted returns and sector exposure, you might explore the fund’s metrics on ValueRay to inform your next research step.

Piotroski VR‑10 (Strict, 0-10) 3.0

Net Income (45.9m TTM) > 0 and > 6% of Revenue (6% = 3.46m TTM)
FCFTA 0.04 (>2.0%) and ΔFCFTA -6.86pp (YES ≥ +1.0pp, WARN ≥ +0.5pp)
NWC/Revenue -41.59% (prev 10.89%; Δ -52.47pp) (YES ≤20% & Δ≤-1pp; WARN ≤25% & Δ≤0 oder ≤40% & Δ≤-3pp)
CFO/TA 0.04 (>3.0%) and CFO 31.4m <= Net Income 45.9m (YES >=105%, WARN >=100%)
Net Debt (182.0m) to EBITDA (45.9m) ratio: 3.96 <= 3.0 (WARN <= 3.5)
Current Ratio 0.53 (target 1.5–3.0; WARN 1.2–<1.5 or >3.0–5.0; CFO/TA gate active)
Outstanding Shares last Quarter (33.0m) change vs 12m ago 0.0% (target <= -2.0% for YES)
Gross Margin 81.55% (prev 98.67%; Δ -17.12pp) >=18% & Δ>=+0.5pp (WARN >=15% & Δ>=0)
Asset Turnover 7.64% (prev 9.70%; Δ -2.05pp) >=50% & Δ>=+2pp (WARN >=35% & Δ>=0)
Interest Coverage Ratio 4.32 (EBITDA TTM 45.9m / Interest Expense TTM 10.6m) >= 6 (WARN >= 3)

Altman Z'' -0.41

(A) -0.03 = (Total Current Assets 27.4m - Total Current Liabilities 51.3m) / Total Assets 783.6m
(B) -0.09 = Retained Earnings (Balance) -73.0m / Total Assets 783.6m
(C) 0.06 = EBIT TTM 45.9m / Avg Total Assets 753.5m
(D) -0.30 = Book Value of Equity -72.6m / Total Liabilities 241.2m
Total Rating: -0.41 = (6.56 * A) + (3.26 * B) + (6.72 * C) + (1.05 * D)

ValueRay F-Score (Strict, 0-100) 51.90

1. Piotroski 3.0pt
2. FCF Yield 4.49%
3. FCF Margin 54.44%
4. Debt/Equity 0.34
5. Debt/Ebitda 3.96
6. ROIC - WACC (= -1.62)%
7. RoE 8.45%
8. Revenue Trend data missing
9. EPS Trend -89.44%

What is the price of GUG shares?

As of December 16, 2025, the stock is trading at USD 15.48 with a total of 82,871 shares traded.
Over the past week, the price has changed by +1.04%, over one month by +3.93%, over three months by -0.37% and over the past year by +11.55%.

Is GUG a buy, sell or hold?

Guggenheim Active has no consensus analysts rating.

What are the forecasts/targets for the GUG price?

Issuer Target Up/Down from current
Wallstreet Target Price - -
Analysts Target Price - -
ValueRay Target Price 18.4 18.8%

GUG Fundamental Data Overview December 09, 2025

Market Cap USD = 515.8m (515.8m USD * 1.0 USD.USD)
P/E Trailing = 11.1714
P/S = 10.9814
P/B = 0.951
Beta = None
Revenue TTM = 57.6m USD
EBIT TTM = 45.9m USD
EBITDA TTM = 45.9m USD
Long Term Debt = unknown (none)
Short Term Debt = unknown (none)
Debt = 182.5m USD (from shortLongTermDebtTotal, last quarter)
Net Debt = 182.0m USD (from netDebt column, last quarter)
Enterprise Value = 697.8m USD (515.8m + Debt 182.5m - CCE 519.1k)
Interest Coverage Ratio = 4.32 (Ebit TTM 45.9m / Interest Expense TTM 10.6m)
FCF Yield = 4.49% (FCF TTM 31.4m / Enterprise Value 697.8m)
FCF Margin = 54.44% (FCF TTM 31.4m / Revenue TTM 57.6m)
Net Margin = 79.77% (Net Income TTM 45.9m / Revenue TTM 57.6m)
Gross Margin = 81.55% ((Revenue TTM 57.6m - Cost of Revenue TTM 10.6m) / Revenue TTM)
Gross Margin QoQ = none% (prev none%)
Tobins Q-Ratio = 0.89 (Enterprise Value 697.8m / Total Assets 783.6m)
Interest Expense / Debt = 5.82% (Interest Expense 10.6m / Debt 182.5m)
Taxrate = 21.0% (US default 21%)
NOPAT = 36.3m (EBIT 45.9m * (1 - 21.00%))
Current Ratio = 0.53 (Total Current Assets 27.4m / Total Current Liabilities 51.3m)
Debt / Equity = 0.34 (Debt 182.5m / totalStockholderEquity, last quarter 542.4m)
Debt / EBITDA = 3.96 (Net Debt 182.0m / EBITDA 45.9m)
Debt / FCF = 5.80 (Net Debt 182.0m / FCF TTM 31.4m)
Total Stockholder Equity = 543.6m (last 4 quarters mean from totalStockholderEquity)
RoA = 5.86% (Net Income 45.9m / Total Assets 783.6m)
RoE = 8.45% (Net Income TTM 45.9m / Total Stockholder Equity 543.6m)
RoCE = 6.27% (EBIT 45.9m / Capital Employed (Total Assets 783.6m - Current Liab 51.3m))
RoIC = 5.05% (NOPAT 36.3m / Invested Capital 718.4m)
WACC = 6.67% (E(515.8m)/V(698.3m) * Re(7.40%) + D(182.5m)/V(698.3m) * Rd(5.82%) * (1-Tc(0.21)))
Discount Rate = 7.40% (= CAPM, Blume Beta Adj.) -> floored to rf + 0.7*ERP = 8.05%
Shares Correlation 3-Years: 0.0 | Cagr: 0.0%
[DCF Debug] Terminal Value 70.46% ; FCFE base≈50.2m ; Y1≈33.0m ; Y5≈15.1m
Fair Price DCF = 8.99 (DCF Value 296.5m / Shares Outstanding 33.0m; 5y FCF grow -40.0% → 3.0% )
EPS Correlation: -89.44 | EPS CAGR: -97.11% | SUE: N/A | # QB: 0
Revenue Correlation: N/A | Revenue CAGR: 0.0% | SUE: N/A | # QB: 0

Additional Sources for GUG Stock

News: Wall Street Journal | Benzinga | Yahoo Finance
Tweets: X | Stocktwits
Fund Manager Positions: Dataroma | Stockcircle