(GUG) Guggenheim Active - Overview
Exchange: NYSE •
Country: United States •
Currency: USD •
Type: Common Stock •
ISIN: US40170T1060
Stock: Equities, Bonds, Cash, Commodities, Alternatives
Total Rating 39
Risk 64
Buy Signal 0.57
EPS (Earnings per Share)
Revenue
Dividends
| Dividend Yield | 9.27% |
| Yield on Cost 5y | 10.48% |
| Yield CAGR 5y | 2.94% |
| Payout Consistency | 98.0% |
| Payout Ratio | 101.8% |
| Risk 5d forecast | |
|---|---|
| Volatility | 15.6% |
| Relative Tail Risk | -6.97% |
| Reward TTM | |
|---|---|
| Sharpe Ratio | 0.66 |
| Alpha | 4.52 |
| Character TTM | |
|---|---|
| Beta | 0.365 |
| Beta Downside | 0.503 |
| Drawdowns 3y | |
|---|---|
| Max DD | 12.09% |
| CAGR/Max DD | 1.11 |
Description: GUG Guggenheim Active December 27, 2025
The Guggenheim Active Allocation Fund (NYSE:GUG) is a U.S.-based common stock that operates within the Asset Management & Custody Banks sub-industry of the GICS classification. Its primary mandate is to dynamically allocate capital across a diversified set of equity and fixed-income securities, seeking to generate alpha through active security selection and tactical sector positioning.
Key performance indicators to watch include the fund’s expense ratio (currently around 0.85% p.a.), its 12-month rolling Sharpe ratio (approximately 0.78 as of the latest quarter), and assets under management (AUM), which has hovered near $1.2 billion following recent inflows. The fund’s performance is sensitive to macro-driven credit spreads and equity market volatility, with the Federal Reserve’s policy stance and corporate earnings trends acting as primary economic drivers for its allocation decisions.
For a deeper, data-rich analysis of GUG’s risk-adjusted returns and sector exposure, you may find it useful to explore the fund’s profile on ValueRay.
Piotroski VR‑10 (Strict, 0-10) 4.0
| Net Income: 45.9m TTM > 0 and > 6% of Revenue |
| FCF/TA: 0.04 > 0.02 and ΔFCF/TA -6.86 > 1.0 |
| NWC/Revenue: -41.59% < 20% (prev 10.89%; Δ -52.47% < -1%) |
| CFO/TA 0.04 > 3% & CFO 31.4m > Net Income 45.9m |
| Net Debt (182.0m) to EBITDA (45.9m): 3.96 < 3 |
| Current Ratio: 0.53 > 1.5 & < 3 |
| Outstanding Shares: last quarter (33.0m) vs 12m ago 0.0% < -2% |
| Gross Margin: 81.55% > 18% (prev 1.0%; Δ 8055 % > 0.5%) |
| Asset Turnover: 7.64% > 50% (prev 9.70%; Δ -2.05% > 0%) |
| Interest Coverage Ratio: 4.32 > 6 (EBITDA TTM 45.9m / Interest Expense TTM 10.6m) |
Altman Z'' -0.41
| A: -0.03 (Total Current Assets 27.4m - Total Current Liabilities 51.3m) / Total Assets 783.6m |
| B: -0.09 (Retained Earnings -73.0m / Total Assets 783.6m) |
| C: 0.06 (EBIT TTM 45.9m / Avg Total Assets 753.5m) |
| D: -0.30 (Book Value of Equity -72.6m / Total Liabilities 241.2m) |
| Altman-Z'' Score: -0.41 = B |
What is the price of GUG shares?
As of February 09, 2026, the stock is trading at USD 16.17 with a total of 120,756 shares traded.
Over the past week, the price has changed by +2.21%, over one month by +5.38%, over three months by +7.45% and over the past year by +13.06%.
Over the past week, the price has changed by +2.21%, over one month by +5.38%, over three months by +7.45% and over the past year by +13.06%.
Is GUG a buy, sell or hold?
Guggenheim Active has no consensus analysts rating.
What are the forecasts/targets for the GUG price?
| Issuer | Target | Up/Down from current |
|---|---|---|
| Wallstreet Target Price | - | - |
| Analysts Target Price | - | - |
| ValueRay Target Price | 19.2 | 18.4% |
GUG Fundamental Data Overview February 02, 2026
P/E Trailing = 11.3
P/S = 11.1218
P/B = 0.9632
Revenue TTM = 57.6m USD
EBIT TTM = 45.9m USD
EBITDA TTM = 45.9m USD
Long Term Debt = unknown (none)
Short Term Debt = unknown (none)
Debt = 182.5m USD (from shortLongTermDebtTotal, last quarter)
Net Debt = 182.0m USD (from netDebt column, last quarter)
Enterprise Value = 703.7m USD (521.7m + Debt 182.5m - CCE 519.1k)
Interest Coverage Ratio = 4.32 (Ebit TTM 45.9m / Interest Expense TTM 10.6m)
EV/FCF = 22.44x (Enterprise Value 703.7m / FCF TTM 31.4m)
FCF Yield = 4.46% (FCF TTM 31.4m / Enterprise Value 703.7m)
FCF Margin = 54.44% (FCF TTM 31.4m / Revenue TTM 57.6m)
Net Margin = 79.77% (Net Income TTM 45.9m / Revenue TTM 57.6m)
Gross Margin = 81.55% ((Revenue TTM 57.6m - Cost of Revenue TTM 10.6m) / Revenue TTM)
Gross Margin QoQ = none% (prev none%)
Tobins Q-Ratio = 0.90 (Enterprise Value 703.7m / Total Assets 783.6m)
Interest Expense / Debt = 5.82% (Interest Expense 10.6m / Debt 182.5m)
Taxrate = 21.0% (US default 21%)
NOPAT = 36.3m (EBIT 45.9m * (1 - 21.00%))
Current Ratio = 0.53 (Total Current Assets 27.4m / Total Current Liabilities 51.3m)
Debt / Equity = 0.34 (Debt 182.5m / totalStockholderEquity, last quarter 542.4m)
Debt / EBITDA = 3.96 (Net Debt 182.0m / EBITDA 45.9m)
Debt / FCF = 5.80 (Net Debt 182.0m / FCF TTM 31.4m)
Total Stockholder Equity = 543.6m (last 4 quarters mean from totalStockholderEquity)
RoA = 6.10% (Net Income 45.9m / Total Assets 783.6m)
RoE = 8.45% (Net Income TTM 45.9m / Total Stockholder Equity 543.6m)
RoCE = 6.27% (EBIT 45.9m / Capital Employed (Total Assets 783.6m - Current Liab 51.3m))
RoIC = 5.05% (NOPAT 36.3m / Invested Capital 718.4m)
WACC = 6.57% (E(521.7m)/V(704.2m) * Re(7.26%) + D(182.5m)/V(704.2m) * Rd(5.82%) * (1-Tc(0.21)))
Discount Rate = 7.26% (= CAPM, Blume Beta Adj.) -> floored to rf + 0.7*ERP = 7.95%
Shares Correlation 3-Years: 0.0 | Cagr: 0.0%
[DCF Debug] Terminal Value 77.22% ; FCFF base≈50.2m ; Y1≈33.0m ; Y5≈15.0m
Fair Price DCF = 6.53 (EV 397.3m - Net Debt 182.0m = Equity 215.4m / Shares 33.0m; r=6.57% [WACC]; 5y FCF grow -40.0% → 2.90% )
EPS Correlation: -89.44 | EPS CAGR: -97.11% | SUE: N/A | # QB: 0
Revenue Correlation: N/A | Revenue CAGR: 0.0% | SUE: N/A | # QB: 0
P/S = 11.1218
P/B = 0.9632
Revenue TTM = 57.6m USD
EBIT TTM = 45.9m USD
EBITDA TTM = 45.9m USD
Long Term Debt = unknown (none)
Short Term Debt = unknown (none)
Debt = 182.5m USD (from shortLongTermDebtTotal, last quarter)
Net Debt = 182.0m USD (from netDebt column, last quarter)
Enterprise Value = 703.7m USD (521.7m + Debt 182.5m - CCE 519.1k)
Interest Coverage Ratio = 4.32 (Ebit TTM 45.9m / Interest Expense TTM 10.6m)
EV/FCF = 22.44x (Enterprise Value 703.7m / FCF TTM 31.4m)
FCF Yield = 4.46% (FCF TTM 31.4m / Enterprise Value 703.7m)
FCF Margin = 54.44% (FCF TTM 31.4m / Revenue TTM 57.6m)
Net Margin = 79.77% (Net Income TTM 45.9m / Revenue TTM 57.6m)
Gross Margin = 81.55% ((Revenue TTM 57.6m - Cost of Revenue TTM 10.6m) / Revenue TTM)
Gross Margin QoQ = none% (prev none%)
Tobins Q-Ratio = 0.90 (Enterprise Value 703.7m / Total Assets 783.6m)
Interest Expense / Debt = 5.82% (Interest Expense 10.6m / Debt 182.5m)
Taxrate = 21.0% (US default 21%)
NOPAT = 36.3m (EBIT 45.9m * (1 - 21.00%))
Current Ratio = 0.53 (Total Current Assets 27.4m / Total Current Liabilities 51.3m)
Debt / Equity = 0.34 (Debt 182.5m / totalStockholderEquity, last quarter 542.4m)
Debt / EBITDA = 3.96 (Net Debt 182.0m / EBITDA 45.9m)
Debt / FCF = 5.80 (Net Debt 182.0m / FCF TTM 31.4m)
Total Stockholder Equity = 543.6m (last 4 quarters mean from totalStockholderEquity)
RoA = 6.10% (Net Income 45.9m / Total Assets 783.6m)
RoE = 8.45% (Net Income TTM 45.9m / Total Stockholder Equity 543.6m)
RoCE = 6.27% (EBIT 45.9m / Capital Employed (Total Assets 783.6m - Current Liab 51.3m))
RoIC = 5.05% (NOPAT 36.3m / Invested Capital 718.4m)
WACC = 6.57% (E(521.7m)/V(704.2m) * Re(7.26%) + D(182.5m)/V(704.2m) * Rd(5.82%) * (1-Tc(0.21)))
Discount Rate = 7.26% (= CAPM, Blume Beta Adj.) -> floored to rf + 0.7*ERP = 7.95%
Shares Correlation 3-Years: 0.0 | Cagr: 0.0%
[DCF Debug] Terminal Value 77.22% ; FCFF base≈50.2m ; Y1≈33.0m ; Y5≈15.0m
Fair Price DCF = 6.53 (EV 397.3m - Net Debt 182.0m = Equity 215.4m / Shares 33.0m; r=6.57% [WACC]; 5y FCF grow -40.0% → 2.90% )
EPS Correlation: -89.44 | EPS CAGR: -97.11% | SUE: N/A | # QB: 0
Revenue Correlation: N/A | Revenue CAGR: 0.0% | SUE: N/A | # QB: 0